Duke Energy InvestorDirect Choice Plan Portal

The Duke Energy InvestorDirect Choice Plan offers a convenient way to invest directly in Duke Energy common stock. This program, also known as a Dividend Reinvestment Plan (DRIP), allows both new and existing investors to acquire shares and reinvest dividends without brokerage fees. It's a robust digital portal designed to simplify shareholder ownership and portfolio management. Through this integrated platform, shareholders gain seamless access to their investment details. The online account management system provides a modern solution for those looking to grow their stake in Duke Energy efficiently. You can set up automatic investments, manage dividend elections, and keep track of your financial performance all from a secure, user-friendly environment.

Enrollment Eligibility for Direct Share Ownership

• To begin direct stock purchases through the InvestorDirect Choice Plan, new participants must make an initial investment ranging from a minimum of $250 up to a maximum of $100,000. You do not need to be a current Duke Energy shareholder to join the plan initially.
• It is important to thoroughly read the Prospectus for the InvestorDirect Choice Plan. This document contains critical information you should review before making any investment decisions.
• When completing forms, ensure all required signatures are present, especially for joint accounts where both shareholders must sign. If you are signing on behalf of another person, include your title (e.g., POA, Custodian, Executor) and any supporting documentation.
• For new account setups, federal law mandates that financial institutions collect and verify identifying information such as your name, address, and date of birth. You may also be asked for copies of identification documents like a driver's license to comply with these regulations.

Accessing Your Shareholder Investment Dashboard

1. Navigate to the official Duke Energy Investor Relations page at duke-energy.com/investors.
2. Locate and click on the 'Log In to Your Account' button. This will redirect you to the shareholder portal.
3. If you are an existing shareholder who has recently accessed your online account, you might have received a unique PIN via email. Use this PIN along with your login credentials.
4. For shareholders who need to establish their online account or have not received a PIN, click on the 'Log In' box and then select 'Create Profile' under the 'First Time Users' section to request a unique PIN and set up your access.
5. Alternatively, you can often access your shareholder account directly via the Broadridge Shareholder Portal by visiting investor.broadridge.com and searching for Duke Energy.

Tools for Managing Your Duke Energy Shares

• Direct Stock Purchase: Acquire shares of Duke Energy common stock directly without incurring brokerage fees.
• Dividend Reinvestment Options: Choose to automatically reinvest all cash dividends to purchase additional shares, or elect to reinvest a portion (minimum 10%) and receive the remainder in cash.
• Optional Cash Investments: Make one-time or recurring additional investments through automatic bank drafts to further grow your share balance.
• Online Account Access: Monitor and manage your shareholder account 24/7. This digital portal allows you to view account details, review transaction history, and access important statements.
• Share Sale Capabilities: Request to sell all or a portion of your held shares conveniently through your online account, or by submitting written instructions, fax, or telephone.
• Direct Deposit for Dividends: Elect to have your cash dividends directly deposited into your checking or savings account.
• Access to Important Documents: Easily retrieve tax documents, plan prospectuses, and other essential shareholder forms directly from your digital dashboard.
• Share Transfer and Registration Changes: Process share transfers and update your account registration details as needed through the online service.

Addressing Common Shareholder Account Concerns

Securing Your Digital Shareholder Portfolio

• 🔒 Utilize the secure online shareholder portal whenever possible for managing your investments. Online submissions offer enhanced security, protecting your information against loss or unauthorized access through features like email encryption.
• 🔒 Always ensure that all required signatures are correctly placed on any mailed forms, especially for joint accounts. Incorrectly signed documents can lead to delays and security vulnerabilities.
• 🔒 Retain copies of all documents you submit to Broadridge or Duke Energy for your records. This provides a personal audit trail and reference for any future inquiries.
• 🔒 Be mindful of the identity verification process when establishing a new account. Federal law requires the collection and verification of personal information to combat funding of terrorism and money laundering, which ultimately protects your investment.
• 🔒 Understand that Broadridge, as the transfer agent, may apply a security hold period to initial associations or changes made to banking information for direct deposits or automatic withdrawals. This measure is in place to safeguard your financial assets.